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NEW ADVERTISING RULES: Tread Carefully! Thomas Giachetti and Max Schatzow, Stark and Stark Attorneys at Law

March 10, 2021 4:15 PM - 5:15 PM (EST)

Description

So you think the new advertising rules will let you market like you always dreamed of? Perhaps, BUT be careful, there are potential minefields ahead, and the SEC has yet to issue any interpretative guidance. Join Thomas Giachetti, Esq. and Max Schatzow, Esq., Stark-Stark Attorneys at Law for an informative look at the recently announced reforms made by the SEC to modernize rules that govern investment advisor advertisements and payments to solicitors.

Time

Wednesday, March 10 - 4:15 PM EST

Contact Information

National Association of Active Investment Managers | NAAIM
Name: Susan Truesdale
Phone: (303) 979-1280
Email: info@naaim.org